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Please use this identifier to cite or link to this item: http://hdl.handle.net/1959.13/34229

Title: Re-thinking securities regulation: a comparative study of ASX, NYSE and SGX
Author/Creator: Sheehy, Benedict
Institution: The University of Newcastle. Faculty of Business & Law, School of Law
Description: This article approaches the issue of securities regulation starting with an examination of the nature and role of markets and financial markets. It next outlines the various arguments for and against regulation, and then looks at approaches taken by markets and their regulators. The approaches are government regulation, self-regulation and co-regulation, and the structural changes via demutualization and corporate governance. With this background, it turns to examine how these approaches have played out in the markets themselves. The article surveys the regulatory aspects of the ASX, NYSE and the SGX, and reviews the regulatory and financial performance of the markets. It concludes that the transitioning occurring in markets is not yet complete, and that there remains considerable research to be done.
Relation: The Corporate Governance Law Review Vol. 2, Issue 2, p. 191 - 244
Relation: http://www.sandstonepress.net/cglr/contents.php
Date: 2006
Publisher: Sandstone Academic Press
Keyword(s): securities regulation; government regulation; self-regulation; co-regulation; ASX; NYSE; SGX; markets
Resource Type: journal article
Identifier: http://hdl.handle.net/1959.13/34229
Identifier: ISSN:1449-9029

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